Banking Marketing Aptitude Money Market and Capital Market Question Bank

done Capital Market Institution Total Questions - 54

• question_answer1)
  SEBI is a ?    
  A)
  Statutory body done clear
  B)
                        Advisory body     done clear
  C)
                     Constitutional body        done clear
  D)
          Non statutory body done clear
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• question_answer2)
  SEBI was established in ?
  A)
   1993 done clear
  B)
                        1992     done clear
  C)
            1988    done clear
  D)
            1990 done clear
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• question_answer3)
  The working of SEBI includes?
  A)
   To regulate the dealings of share market done clear
  B)
         To check the foul dealings in share market done clear
  C)
         To control the inside trading of shares done clear
  D)
         All of these done clear
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• question_answer4)
  Open market operation" is a part of?
  A)
   Income policy done clear
  B)
                        Fiscal policy done clear
  C)
         Credit policy      done clear
  D)
            Labor policy done clear
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• question_answer5)
  Which of the following companies in India is considered as Indian Reinsurer and gives support to all public and private insurance companies?
  A)
    New India Assurance Company done clear
  B)
         LIC                  done clear
  C)
         GIC     done clear
  D)
          OIC done clear
  View Solution play_arrow

• question_answer6)
  Which of the following agencies/organizations has recently decided that all the stock exchanges should introduce physical settlement of equity derivatives?                                        [SBIP.O. 2010]
  A)
   RBI      done clear
  B)
            BSE        done clear
  C)
         SEBI    done clear
  D)
          All of these done clear
  View Solution play_arrow

• question_answer7)
  On which of the following issues had there been a dispute between IRDA and SEBI?                (WABARD2010)
  A)
   ULIP Products done clear
  B)
         Violation of SEBI guidelines in respect of investment by big companies in equities. done clear
  C)
         Overlapping of the functions of IRDA and SEBI done clear
  D)
         None of these done clear
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• question_answer8)
  When there is an official change in the exchange rate of domestic currency then it is called?    [SSC CGL 2011]
  A)
   Appreciation      done clear
  B)
         Depreciation done clear
  C)
         Revaluation       done clear
  D)
            Deflation     done clear
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• question_answer9)
  At present, India is following                                                                                 [SSC CC1.2.2011]
  A)
   Fixed exchange rate    done clear
  B)
              Floating exchange rate done clear
  C)
         Pegged up exchange rate     done clear
  D)
         Pegged down exchange rate done clear
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• question_answer10)
  FERA in India has been replaced by?
  A)
   FEPA done clear
  B)
         FEMA done clear
  C)
              FENA done clear
  D)
         FETA done clear
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• question_answer11)
  Long term funds in the capital market can be raised either by borrowing from certain institution or through?
  A)
   Issue of note done clear
  B)
         Taking loan from government done clear
  C)
         Issue of securities done clear
  D)
         Taking loan from foreign institution done clear
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• question_answer12)
  The full form of IRDA is?
  A)
   Insurance Regulatory and Development authority done clear
  B)
         International Reconstruction and development association done clear
  C)
         India Road Development agency done clear
  D)
         International Refinance and Development Association done clear
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• question_answer13)
  New capital issue is placed in?
  A)
   Secondary market done clear
  B)
            Grey market done clear
  C)
         Primacy market done clear
  D)
           Black market done clear
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• question_answer14)
  What is referred to as "Depository services?
  A)
   A new scheme of fixed Deposits done clear
  B)
         A method for regulating stock exchanges done clear
  C)
       An agency for safe keeping of securities done clear
  D)
         An advisory done clear
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• question_answer15)
  The basic regulatory authority for mutual funds and stock markets lies with the?[S5CS.O. 2005]
  A)
   Government of India      done clear
  B)
         RBI done clear
  C)
         SEBI done clear
  D)
                                  Stock exchange done clear
  View Solution play_arrow

• question_answer16)
  A commercial bank law creates credit only if it has?                                                           [SSC S.O, 2005]
  A)
   Cash in the value done clear
  B)
            Excess reserves done clear
  C)
         Permission of RBI done clear
  D)
            Cooperation of other banks done clear
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• question_answer17)
  Investment and savings are kept equal through a change in the level of?                               [SSC S.O. 2005]
  A)
   Consumption done clear
  B)
                        Investment done clear
  C)
         Government expenditure   done clear
  D)
           Income         done clear
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• question_answer18)
  In order to attract more foreign exchange the govt. of India decided tallow foreign investment in LLP firms what is full form of "LLP" as Used in this reference?                                                                            [IBPS P.O. 2011]
  A)
   Local Labor promotion   done clear
  B)
           Low labor projects done clear
  C)
         Limited loan partnership done clear
  D)
             Longer liability partnership done clear
  E)
         Limited Liability partnership    done clear
  View Solution play_arrow

• question_answer19)
                    NEFT means:
  A)
   National Electronic fund transfer system done clear
  B)
         Negotiated efficient fund transfer system done clear
  C)
         National efficient fund transfer solution done clear
  D)
         Non effective fund transfer system   done clear
  E)
                    Negotiated Electronic foreign transfer system done clear
  View Solution play_arrow

• question_answer20)
  Which of the following is India's new rating index developed by the Ministry of finance?
  A)
   CECA  done clear
  B)
          CRIS done clear
  C)
                      SENSEX done clear
  D)
         TJEA  done clear
  E)
                   RTGS                     [SBI Clerk 2012] done clear
  View Solution play_arrow

• question_answer21)
  MCX is the index of which of the following stock exchanges of India?                         [SBI Clerk 2012]
  A)
   NSE     done clear
  B)
         BSE done clear
  C)
       Delhi stock exchange     done clear
  D)
             Kolkata stock exchange done clear
  E)
         Multi commodity stock exchange   done clear
  View Solution play_arrow

• question_answer22)
                Which of the following is not a financial institute/agency?
  A)
   IRDA    done clear
  B)
         BCCI      done clear
  C)
              FPSB   done clear
  D)
         SEBI      done clear
  E)
                 CAG                      [SBI Clerk 2012] done clear
  View Solution play_arrow

• question_answer23)
  The sensitive index of NSE is popularly known as
  A)
   SENSEX done clear
  B)
                      CRIS   done clear
  C)
                   CSE     done clear
  D)
                      MCX  done clear
  E)
                    NIFTY   done clear
  View Solution play_arrow

• question_answer24)
                The proceeds from disinvestment of various public sector under takings are channelized into ?
  A)
   Technology up gradation fund done clear
  B)
         Venture capital fund (NABARD) done clear
  C)
         Rural innovation fund (NABARD) done clear
  D)
         Portfolio Risk fund (SIDBI) done clear
  E)
         National Investment fund      done clear
  View Solution play_arrow

• question_answer25)
                    What does the letter "S" denote in the abbreviation "SEBI" which is the name of a regulator in financial sector in India?                                                                                                                                       [SBI Clerk 2012]
  A)
   Small   done clear
  B)
            State     done clear
  C)
                  Special done clear
  D)
                        Statutory        done clear
  E)
         Securities     done clear
  View Solution play_arrow

• question_answer26)
             SEBI Tightens consent Norms was the headline in some papers magazines recently what is the full form of SEBI? [IBPS RAB OA. 2012]
  A)
   Secured Economy Bureau of India done clear
  B)
         Small Economy Based investment done clear
  C)
         Securities and exchange Board of India done clear
  D)
         Severe Ecological Balance and internet done clear
  E)
         Society for ecological Balance and internet    done clear
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• question_answer27)
  Which of the following is a receipt listed in India and traded in rupees declaring ownership of shares of a foreign company?
  A)
   Indian Depository Receipt   done clear
  B)
         European Depository Receipt done clear
  C)
       Global Depository Receipt   done clear
  D)
         American Depository Receipt done clear
  View Solution play_arrow

• question_answer28)
  Which of the following is an investment advisory discipline?                                      [IBPS 2013]
  A)
   Corporate Industrial Finance done clear
  B)
         Offshore Banking done clear
  C)
         Wealth Management    done clear
  D)
             Wholesale Banking [IBPS 2.0 rv done clear
  View Solution play_arrow

• question_answer29)
  The part of a company's earnings or profits which are paid out to shareholders, is known as?
  A)
   Capital gains     done clear
  B)
            Taxes done clear
  C)
         Interest on borrowings done clear
  D)
            Dividends done clear
  View Solution play_arrow

• question_answer30)
  The arrangement under which banks sell insurance products acting as the agents of the respective companies, is called the?
  A)
   Insurance joint venture      done clear
  B)
         Banc assurance Model done clear
  C)
         Hybrid Insurance Model   done clear
  D)
           Insurance Broking done clear
  View Solution play_arrow

• question_answer31)
  An equity share is also commonly referred to as?
  A)
   Ordinary share done clear
  B)
            Debenture done clear
  C)
         Convertible share           done clear
  D)
          Preferred stock      done clear
  View Solution play_arrow

• question_answer32)
  In India the regulator of the commodity market is?
  A)
   Forward Markets Commission (FMC) done clear
  B)
         National Stock Exchange (NSE) done clear
  C)
         SEBI done clear
  D)
         RBI      done clear
  View Solution play_arrow

• question_answer33)
  Which of the following is a source of collecting money from the public for a company for the first time?
  A)
   Right issue         done clear
  B)
            Bonus shares done clear
  C)
         Follow on offering done clear
  D)
            Initial public offer done clear
  View Solution play_arrow

• question_answer34)
  Face value of a government security is the amount that is to be paid to an investor at the maturity date of the security. The face value is not the same as the?                                                                                          [IBPS 2014]
  A)
   Par value          done clear
  B)
            Market price done clear
  C)
         Redemption value done clear
  D)
            Principal value     done clear
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• question_answer35)
  The facility to help insurance policyholders buy and keep policies in electronic form rather than as a paper document is called?
  A)
   Insurance Warehousing   done clear
  B)
          Insurance Cache done clear
  C)
         Insurance Depository      done clear
  D)
         Insurance Repository done clear
  View Solution play_arrow

• question_answer36)
  A mutual fund scheme in which the investors commit their money for a particular period is known as?
  A)
   Long-End scheme          done clear
  B)
          Closed-End scheme done clear
  C)
         Long" Term Fund        done clear
  D)
             Open-End scheme done clear
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• question_answer37)
  A credit Guarantee Trust fund has been set up for guaranteeing collateral-free credit facilities by lending to small-scale industries. This fund is being managed by which of the following institutions?                             [SBI Clerk 2014]
  A)
   IDBI     done clear
  B)
            NABARD   done clear
  C)
         SBI      done clear
  D)
            SIDBI done clear
  View Solution play_arrow

• question_answer38)
  Capital Market in India is controlled by which of the following?                                 [SBI Asst. Clerk 2015]
  A)
   MRTP done clear
  B)
                        SEBI    done clear
  C)
           RBI      done clear
  D)
            IRDA done clear
  View Solution play_arrow

• question_answer39)
  Which of the following is not an Indian credit rating agency?
  A)
   ICRA    done clear
  B)
                           CARE done clear
  C)
         CRISIL   done clear
  D)
                           Standard & Poor done clear
  View Solution play_arrow

• question_answer40)
  The Forward Market Commission (FMC) the regulatory authority for commodity future market is a?
  A)
   Constitutional Body done clear
  B)
         Quasi-Judicial Organizations done clear
  C)
         Statutory Body   done clear
  D)
                    Advisory Body done clear
  View Solution play_arrow

• question_answer41)
  Portfolio Management Service (PMS) offered by banks to their customers are subject to regulation by?
  A)
   Competition Commission of India (CCI) done clear
  B)
         SEBI    done clear
  C)
            FMC    done clear
  D)
           RBI done clear
  View Solution play_arrow

• question_answer42)
  A life insurance plan wherein the policy holder receives a fixed amount at specific intervals throughout the duration of the policy is known as?
  A)
   Whole life policy  done clear
  B)
                   Unit linked plan done clear
  C)
         Money-Back policy    done clear
  D)
               Fixed Term plan done clear
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• question_answer43)
  Which of the following is the largest exchange in the world in terms of number of listed companies? [NIACl.A020
  A)
   BSE     done clear
  B)
            Toronto Stock Exchange done clear
  C)
         NASDAQOMX       done clear
  D)
               Australian Securities Exchange done clear
  View Solution play_arrow

• question_answer44)
  Which of the following set of financial instrument is traded in the derivative Market?
  A)
   Commodities and receivables done clear
  B)
         Bond and Debentures done clear
  C)
         Equity shares done clear
  D)
         Futures and options done clear
  View Solution play_arrow

• question_answer45)
  A practice in the insurance industry where in the insurer passes some parts of all risks to another insurer for a fee is known as?                                                                                                                                    [NIACL AC) 2015]
  A)
   Counter insurance          done clear
  B)
          Dual insurance done clear
  C)
         Co-insurance     done clear
  D)
            Re-insurance done clear
  View Solution play_arrow

• question_answer46)
  Which of the following is the principal financial institution for the promotion, financing and development of the MSME sector in India?                                                                                                    [NIACL Assistant 2015]
  A)
   EXIM Bank       done clear
  B)
            SIDBI  done clear
  C)
          NABARD done clear
  D)
                        DICG done clear
  View Solution play_arrow

• question_answer47)
  Which of the following institutions is not a regulatory authority?                               [NIACL Assistant 2015]
  A)
   Forward Market Commission done clear
  B)
         Indian Bank Association done clear
  C)
         RBI   done clear
  D)
                               SEBI     done clear
  View Solution play_arrow

• question_answer48)
  According to the companies Act 2013, the minimum paid up share capital requirement for a public company to commence business in India is?                                                                                                       [NIACL Asstt. 2015]
  A)
   25 lakh done clear
  B)
                        10 lakh   done clear
  C)
         15 lakh done clear
  D)
            5 lakh done clear
  View Solution play_arrow

• question_answer49)
  The index 'TOPIX" is a benchmark stock market index for?
  A)
   Toronto Stock Market     done clear
  B)
         Singapore Stock Market done clear
  C)
         Tokyo Stock Market       done clear
  D)
           American Stock Market done clear
  View Solution play_arrow

• question_answer50)
  Which of the following institution is responsible for protection of the interests of investors in securities and to promote the development of the securities market in India?
  A)
   SEBI    done clear
  B)
            RBI         done clear
  C)
         FMC                done clear
  D)
          IRDA done clear
  View Solution play_arrow

• question_answer51)
  The chief regulator of the Index Futures' market in India is?
  A)
   SEBI    done clear
  B)
            CCI   done clear
  C)
              IRDA done clear
  D)
                        FMC done clear
  View Solution play_arrow

• question_answer52)
  Debenture holders of a company are its?
  A)
   Shareholders done clear
  B)
                        Creditors   done clear
  C)
         Debtors done clear
  D)
             Directors done clear
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• question_answer53)
  The term "Bull and Bear' are associated with?
  A)
   Banking      done clear
  B)
                       Foreign trade done clear
  C)
         Stock Market  done clear
  D)
                       Internet Trade done clear
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• question_answer54)
  A currency whose exchange rate is influenced by the government is a/an?
  A)
   Un managed currency done clear
  B)
            Managed currency done clear
  C)
         Scarce currency         done clear
  D)
             Surplus currency done clear
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